Conduct regular compliance assessments and quality control reviews to test and monitor compliance with laws and regulations. Centrally track compliance related policies and procedures and provide timely reviews. Interpret existing and emerging regulations and makes procedural recommendations that bring improvement to operations, risk, and compliance functions. Use interna

Compliance Review Conducts Enhanced Due Diligence reviews of high risk clients that include composing a comprehensive written narrative explaining the business structure and risks the business presents. The ability to write, think critically and make sound judgments independently is imperative. As part of the due diligence review you would identify and escalate unusual ac

Responsibilities of this position include, but are not limited to, the following. Represents the company to CBP. Responds to CBP requests for information regarding import transactions. Maintains formal, company wide import export policies, procedures, controls. Maintains company wide Export Management System, ensuring compliance with U.S. export regulations. Updates impor

Air and Marine Operations (AMO), a component of U.S. Customs and Border Protection (CBP) offers those with Merchant Mariner Credentials the exceptional opportunity of a career in law enforcement working with an elite team of highly trained professionals whose camaraderie, pride, and purpose are hallmarks of their daily mission protecting America. If you are looking for an

Compliance Review Conducts Enhanced Due Diligence reviews of high risk clients that include composing a comprehensive written narrative explaining the business structure and risks the business presents. The ability to write, think critically and make sound judgments independently is imperative. As part of the due diligence review you would identify and escalate unusual ac

At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that's

Job Title Anti Financial Crimes Lead Principal Auditor Corporate Title Vice President Location New York, NY Overview Our Group Audit Anti Financial Crime ("AFC") team delivers audits and validations covering the second line AFC portfolio in the United States. You will also perform risk assessment, conduct business monitoring, and provide AFC subject matter expertise suppo

Provide review and drafting support for fund disclosure and reporting documents, working with an assigned attorney and in a document production tool, for mutual fund and ETF SEC registration statements (including, but not limited to, prospectuses, statements of additional information, supplements and Part Cs). Distribute SEC registration documents for comment; analyze, pr

Regulatory Analyst III Location Hybrid remote with 2 3 per week in office, must reside in a service area state (FL) commutable to West Palm, FL, Yulee, FL or Doral, FL office locations What makes us great... At the heart of our Company is a dedication to delivering energy that drives progress. We put people first, work to keep them safe and build trusting relationships. W

Job Title Principal Auditor, AFC Remediation & Obligation Management (Sanctions & Embargoes) Corporate Title Assistant Vice President Location Jacksonville, FL Overview The role reports to the Principal Audit Manager (PAM) for Anti Financial Crime Remediation & Obligation Management (AFC ROM) in Jacksonville, who in turn reports to the Head of GA AFC Remediation & Obligat

Farm Credit of Central Florida supports rural communities and agriculture in thirteen central Florida counties including Polk, Citrus, Pinellas, Pasco, Hernando, Hillsborough, Lake, Sumter, Osceola, Orange, Seminole, Volusia, and Brevard. Part of the nationwide Farm Credit System, the association loans funds for agricultural purposes, makes residential loans, originates l

Job Title Principal Auditor, AFC Remediation & Obligation Management (Sanctions & Embargoes) Corporate Title Vice President Location Jacksonville Overview The Group Audit (GA) function is a professional, business focused, proactive risk based global audit team that operates with transparency, integrity, and independence, and assists the Bank's business and infrastructure

Risk & Compliance Compliance Coordinator, Diligence Who You'll Work With You will be based in Tampa, Phoenix, Boston or Atlanta and report to the Compliance Manager, COE Diligence, Americas who is based in Tampa, Florida. You will be part of McKinsey's Client Service Compliance pillar which forms part of the firm's Ethics & Compliance Group, whose mission is to enable McK

Apply strategic, analytical, and creative thinking to help promote policy issues on topics such as family caregiving, nursing home quality, health and welfare, and retirement security Research policy issues, draft documents to support advocacy efforts, and participate in team meetings and strategy discussions Attend external meetings, forums, and legislative and/or regula

Position Regulatory Analyst II Location Hybrid remote with 2 3 per week in office, must reside in a service area state (FL) commutable to West Palm, FL, Yulee, FL or Doral, FL office locations What makes us great At the heart of our Company is a dedication to delivering energy that drives progress. We put people first, work to keep them safe and build trusting relationshi